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FMA prevents CLSA Premium NZ Limited (formerly KVB Kunlun) from offering derivatives to retail...

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 3322 September 2020 The Financial Markets Authority (FMA) has imposed conditions on the derivatives issuer licence of...

FMA opens consultation on guidance for KiwiSaver fees

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 372 November 2020 The FMA today published a consultation paper setting out its proposed guidance on KiwiSaver...

FMA Debate discusses whether passive or active management is best

Source: Financial Markets Authority Media releaseMR No. 2020 – 1 Leaders from New Zealand’s investment industry gathered in Auckland last night to debate whether investors benefit...

FMA publishes Statement of Intent and Statement of Performance Expectations

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 2330 June 2020 The Financial Markets Authority (FMA) has today released two documents that together set out...

World Investor Week focus on beginners after steep rise in direct investment

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 365 October 2020 The Financial Markets Authority (FMA) is using World Investor Week this year to remind...

FMA releases report into active and passive fund management

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 2724 August 2020 The Financial Markets Authority (FMA) today published an independent report into the passive and...

FMA reports on monitoring of financial services firms and advisers

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 3424 September 2020 A Financial Markets Authority (FMA) report on its supervision activities over the past 18 months says...

Contributions help KiwiSaver continue to grow through COVID-19

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 351 October 2020 KiwiSaver has continued to grow despite market volatility and economic uncertainty caused by COVID-19...

FMA releases standard conditions for licensing of financial advice

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 406 November 2020 The Financial Markets Authority (FMA) has released the final standard conditions for a full...

FMA publishes Auditor Regulation and Oversight Plan

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 1819 June 2020 The Financial Markets Authority (FMA) has published its Auditor Regulation and Oversight Plan 2020-2023. The...

KiwiSaver statements starting to help members take action

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 265 August 2020 A third of KiwiSaver members who read their annual statement this year recalled seeing their...

FMA appoints KPMG Restructuring Services as temporary manager following removal of Fund Managers Otago

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 383 November 2020 The Financial Markets Authority (FMA) has appointed a temporary manager to manage three schemes...
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