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Financial Markets Authority

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Rise in scams impersonating NZ businesses during COVID-19

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 4319 November 2020 The Financial Markets Authority (FMA) has reported a steep rise in the number of...

FMA seeks feedback on industry guidance for advertising financial products

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 4218 November 2020 The Financial Markets Authority (FMA) has opened consultation on proposed guidance about advertisements for...

FMA monitoring shows steady improvement in quality of listed company audits

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 4113 November 2020 The Financial Markets Authority (FMA) today released its Audit Quality Monitoring Report for 2020....

FMA releases standard conditions for licensing of financial advice

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 406 November 2020 The Financial Markets Authority (FMA) has released the final standard conditions for a full...

FMA appoints specialist roles in FinTech and Integrated Financial System

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 394 November 2020 The Financial Markets Authority (FMA) has announced the appointment of two new specialist roles...

FMA appoints KPMG Restructuring Services as temporary manager following removal of Fund Managers Otago

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 383 November 2020 The Financial Markets Authority (FMA) has appointed a temporary manager to manage three schemes...

FMA opens consultation on guidance for KiwiSaver fees

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 372 November 2020 The FMA today published a consultation paper setting out its proposed guidance on KiwiSaver...

World Investor Week focus on beginners after steep rise in direct investment

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 365 October 2020 The Financial Markets Authority (FMA) is using World Investor Week this year to remind...

Contributions help KiwiSaver continue to grow through COVID-19

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 351 October 2020 KiwiSaver has continued to grow despite market volatility and economic uncertainty caused by COVID-19...

FMA reports on monitoring of financial services firms and advisers

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 3424 September 2020 A Financial Markets Authority (FMA) report on its supervision activities over the past 18 months says...

FMA prevents CLSA Premium NZ Limited (formerly KVB Kunlun) from offering derivatives to retail...

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 3322 September 2020 The Financial Markets Authority (FMA) has imposed conditions on the derivatives issuer licence of...

Pegasus Markets and director found guilty of abusing FSPR

Source: Financial Markets Authority Media ReleaseMR No. 2020 – 3211 September 2020 Pegasus Markets Ltd and its New Zealand-based director, Michael Reps, have been found guilty of all...
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